IT Compliance Resources
Links to regulatory bodies and other external resources focused on IT Compliance and Goverance. This section guides those new to IT compliance management to useful resources.
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The Office of Compliance is an independent non-partisan agency established to administer and enforce the Congressional Accountability Act (CAA). The Office of Compliance administers the dispute resolution system established to resolve disputes that arise under the CAA; carries out an education and training program for the regulated community on the rights and responsibilities of the CAA; and advises Congress on needed changes and amendments to the CAA. The General Counsel of the Office of Compliance has independent investigatory and enforcement authority for certain violations of the CAA.
http://www.compliance.gov
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In the wake of Enron and WorldCom the role of internal auditors in corporate governance has taken on a whole new meaning. The passage of the Sarbanes-Oxley Act and actions by the U. S. Securities and Exchange Commission imposed new requirements on auditors, corporate boards and management. This section of AuditNet® provides tools and resources for internal auditors to acquaint themselves with the new rules and share guidance and best practices for partnering with audit committees. Internal auditors now have a unique opportunity to work together with audit committees to help in the corporate governance mandate.
http://www.auditnet.org/Sarbox.htm
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The IT Governance Institute (ITGI) was established in 1998 in recognition of
the increasing criticality of information technology to enterprise success. In
many organizations, success depends on the ability of IT to enable achievement
of business goals. In such an environment, governance over IT is as critical a
board and management discipline as corporate governance or enterprise
governance. Effective IT governance helps ensure that IT supports business
goals, maximizes business investment in IT, and appropriately manages IT-related
risks and opportunities.
ITGI is a research think tank that exists to be the leading reference
on IT governance for the global business community. ITGI aims to benefit
enterprises by assisting enterprise leaders in their responsibility to make
IT successful in supporting the enterprise's mission and goals. By conducting
original research on IT governance and related topics, ITGI helps enterprise
leaders understand and have the tools to ensure effective governance over IT
within their enterprise.
http://www.itgi.org/
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The
Information Technology Service Management Forum (itSMF) is a global
organization consisting of more than 12,000 corporate and government
members (25,000 individual members) responsible for advancing IT best
practices through the utilization of the IT Infrastructure Library (ITIL®).
ITIL®
is the only comprehensive, non-proprietary source of service management
best practices that is publicly available. It contains an integrated
set of well-documented processes including, among others:
- Service Desk
- Incident Management
- Problem Management
- Change Management
- Release Management
- Configuration Management
- Service Level Management
- Availability Management
- Capacity Management
- Financial Management for IT Services
- IT Service Continuity Management
http://www.itsmf.net/mc/page.do?sitePageId=2995
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COMPLIANCE - THE ALBATROSS OF FINANCE ORGANIZATIONS
Beginning with the advent of the assembly line, companies have looked for ways to automate business processes - make them faster, cheaper, and more efficient. In particular, ERP applications that streamline financial processes have been instrumental in increasing the productivity and value of the Finance organization. As a result, financial managers have been moving beyond automating processes, and instead focusing on identifying and mitigating the risks associated with them. "What can go wrong?" and "How can we prevent it?" are two essential questions being addressed by Finance executives in today's highly-automated business world.
[Read More]
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With nearly 85,000 members, the IEEE Computer Society is the world’s
leading organization of computing professionals. Founded in 1946, and the
largest of the 39 societies of the Institute of Electrical and Electronics
Engineers (IEEE), the CS is dedicated to advancing the theory and
application of computer and information-processing technology.
http://www.computer.org/portal/site/ieeecs/index.jsp
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Audit
Business Continuity
Planning
Development and Acquisition
E-Banking
FedLine
Information
Security
Management
Operations
Outsourcing Technology
Solutions
Retail Payment Systems
Supervision of Technology Service
Providers
Wholesale Payment Systems
http://www.ffiec.gov/ffiecinfobase/html_pages/it_01.html
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