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pmZone ResourcesIT Compliance Resources

Links to regulatory bodies and other external resources focused on IT Compliance and Goverance. This section guides those new to IT compliance management to useful resources.


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The Office of Compliance Print

The Office of Compliance is an independent non-partisan agency established to administer and enforce the Congressional Accountability Act (CAA). The Office of Compliance administers the dispute resolution system established to resolve disputes that arise under the CAA; carries out an education and training program for the regulated community on the rights and responsibilities of the CAA; and advises Congress on needed changes and amendments to the CAA. The General Counsel of the Office of Compliance has independent investigatory and enforcement authority for certain violations of the CAA.

http://www.compliance.gov 

 
AuditNet's Sarbane Oxley Resource Print

In the wake of Enron and WorldCom the role of internal auditors in corporate governance has taken on a whole new meaning. The passage of the Sarbanes-Oxley Act and actions by the U. S. Securities and Exchange Commission imposed new requirements on auditors, corporate boards and management. This section of AuditNet® provides tools and resources for internal auditors to acquaint themselves with the new rules and share guidance and best practices for partnering with audit committees. Internal auditors now have a unique opportunity to work together with audit committees to help in the corporate governance mandate.

http://www.auditnet.org/Sarbox.htm 

 
The IT Governance Institute (ITGI) Print

The IT Governance Institute (ITGI) was established in 1998 in recognition of the increasing criticality of information technology to enterprise success. In many organizations, success depends on the ability of IT to enable achievement of business goals. In such an environment, governance over IT is as critical a board and management discipline as corporate governance or enterprise governance. Effective IT governance helps ensure that IT supports business goals, maximizes business investment in IT, and appropriately manages IT-related risks and opportunities.

ITGI is a research think tank that exists to  be the leading reference on IT governance for the global business community. ITGI aims to benefit enterprises by assisting enterprise leaders in their responsibility to make IT successful in supporting the enterprise's mission and goals. By conducting original research on IT governance and related topics, ITGI helps enterprise leaders understand and have the tools to ensure effective governance over IT within their enterprise.

http://www.itgi.org/

 

 
ITSMF (IT Service Management Forum) Print

The Information Technology Service Management Forum (itSMF) is a global organization consisting of more than 12,000 corporate and government members (25,000 individual members) responsible for advancing IT best practices through the utilization of the IT Infrastructure Library (ITIL®).

ITIL® is the only comprehensive, non-proprietary source of service management best practices that is publicly available. It contains an integrated set of well-documented processes including, among others:

  • Service Desk
  • Incident Management
  • Problem Management
  • Change Management
  • Release Management
  • Configuration Management
  • Service Level Management
  • Availability Management
  • Capacity Management
  • Financial Management for IT Services 
  • IT Service Continuity Management 

http://www.itsmf.net/mc/page.do?sitePageId=2995

 
Using Embedded Governance to Reclaim Strategic Value of Finance Print
COMPLIANCE - THE ALBATROSS OF FINANCE ORGANIZATIONS

Beginning with the advent of the assembly line, companies have looked for ways to automate business processes - make them faster, cheaper, and more efficient. In particular, ERP applications that streamline financial processes have been instrumental in increasing the productivity and value of the Finance organization. As a result, financial managers have been moving beyond automating processes, and instead focusing on identifying and mitigating the risks associated with them. "What can go wrong?" and "How can we prevent it?" are two essential questions being addressed by Finance executives in today's highly-automated business world.

 [Read More]

 
IEEE Computer Society Print

With nearly 85,000 members, the IEEE Computer Society is the world’s leading organization of computing professionals. Founded in 1946, and the largest of the 39 societies of the Institute of Electrical and Electronics Engineers (IEEE), the CS is dedicated to advancing the theory and application of computer and information-processing technology.

http://www.computer.org/portal/site/ieeecs/index.jsp

 
FFIEC Information Technology Examination Handbook Print

Audit
Business Continuity Planning
Development and Acquisition
E-Banking
FedLine
Information Security
Management
Operations
Outsourcing Technology Solutions
Retail Payment Systems
Supervision of Technology Service Providers
Wholesale Payment Systems

http://www.ffiec.gov/ffiecinfobase/html_pages/it_01.html

 

 

 
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IT Compliance Zone is a microsite within the CM Crossroads community that provides resources and information about IT compliance. The IT Compliance Zone is a valuable resource bringing together articles, research, tools, events and other information that community members can leverage to improve their IT compliance practices and deliver software applications that meet the needs of their businesses.

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